Supervisory AI
Bring legal and compliance supervision to every AI decision, workflow, and output.
From blind spots to automatic supervision.
The accountability gap
Today, enterprises are deploying AI at scale, but lack effective legal and compliance oversight for what those systems say, decide, or generate.
Traditional controls break at AI scale
Legacy compliance models were built for human-paced review. They cannot keep up with the demands of AI Agents operating continuously across high-volume, regulated workflows, while taking millions of regulated actions per day. Today, the AI safety ecosystem addresses hallucination detection, output filtering, and proper tool use, but stops short of the legal and regulatory verification layer that regulated industries require.
What Supervisory AI provides
Supervisory AI is the legal and regulatory verification layer for AI agent deployments. It evaluates every output and agent action against the laws and regulations governing your industry, returns a real-time compliance decision, and generates an independent audit trail, giving your organization a defensible record for every AI action it takes.
AI Agent Moderation & Review
Real time legal & compliance oversight for every AI interaction
Confidently deploy Chat Agents in client-facing channels
Supervisory AI agents encoded with legal and regulatory logic evaluate every exchange, query, and response for compliance with applicable laws and standards.
Legal & Regulatory Alignment
Evaluate each query and output against regulatory requirements, data-governance rules, and applicable legal standards including data privacy, confidentiality, client communication rules.
Risk Detection
Detect and escalate AI outputs that create legal or regulatory exposure, including unauthorized advice, misleading outputs, or non-compliant communciations.
Types of Oversight
Supervision Modes
Halt
Stop interactions that violate legal or regulatory standards before they complete.
Modify
Adjust outputs to bring them within applicable legal and regulatory requirements.
Enrich
Add required disclosures or legally mandated context when it is absent
Verify
Confirm outputs against authoritative regulatory sources and return a compliance record.
Complaint Detection, Triaging & Resolution
Instantly identify client complaints surfaced in AI & Chat Agent interactions
AI Agents & Chat Agents enable firms to provide clients with instant information, feedback, and opportunities to learn more about services and products. They also are an avenue for potential client complaints.
Complaint Detection
Identify client interactions with enterprise AI & Chat Agents that qualify as complaints.
Complaint Tagging
Triage client complaints based on type, and escalate specific complaints for supervision.
Complaint Supervision
Surveillance and monitoring dashboard to monitor complaint resolution and triaging according to applicable regulations.
FINRA & SEC Complaint Standards
Complaint detection pursuant to specific FINRA & SEC Standards.
AI Usage Monitoring
Monitor how AI tools are used.
Compliance Dashboards for Agentic AI Systems
Monitoring, review and triage workflows for high-volume Agentic AI interactions. Built for technology and compliance professionals.
Model-Level Monitoring
Integrate directly with model APIs to observe and evaluate AI interactions across chat, copilots, and GenAI applications.
Scoring and Continuous Feedback
Data from triage workflows is used to inform ongoing agentic monitoring & surveillance.
AI Interaction Enrichment
Ensure every AI output is fully disclosed.
Disclosure Identification
Identify when a disclosure is required by analyzing the context of an ongoing interaction between a user and an AI system.
Structured Output & Audit
Return enriched summaries and metadata via API, including disclosure text, rationale, and compliance logs for downstream systems and archival.
Automated Placement & Formatting
Insert required disclosures automatically, following pre-defined formatting and placement rules
AI Agent to AI Agent Interactions
Keep agent exchanges compliant and controlled.
Cross-Agent Supervision
Monitor data flows between enterprise AI agents - where no human is in the loop - to ensure compliance with contracts, data-sharing rules, and regulations.
Rule Enforcement
Apply legal and commercial logic in real time, verifying that every action aligns with firm and regulatory standards.
Intervention & Containment
Intercept policy breaches (e.g. oversharing PII or unauthorized commitments) before transmission.
FAQ
Supervisory AI is the only law and regulation aware compliance layer for enterprises. It encodes the actual language, obligations, and exceptions of laws (e.g., SEC, FINRA, GDPR) and firm policies into machine-executable logic, enforcing compliance standards in real time.
Supervisory AI adds a dedicated legal and regulatory verification layer built and validated by Norm Ai Legal Engineers. It evaluates every AI output against codified regulations, provides rationales and citations, and maintains an independent audit trail. It can deployed in real-time or post-hoc surveillance modes.
Any system that produces or transmits natural-language outputs:
- Client chatbots and virtual assistants
- Content summarization and personalization engines
- Internal copilots & assistants
- AI agents operating across business workflows
Supervisory AI is interoperable with modern AI agent standards including MCP and OpenTelemetry, and integrates via API directly into existing enterprise stacks.
Supervisory AI escalations, findings, and audit trails are made available to compliance teams through dashboards providing reporting capabilities and visibility into Supervisory AI.
Supervisory AI integrates via API and modern AI agent standards including MCP and OpenTelemetry, sitting inline with enterprise workflows and evaluating AI outputs against encoded legal and regulatory standards. Each evaluation returns one of four actions — intervene, modify, enrich, or verify — along with regulatory citations, rationale, and an audit-ready record.
The missing layer of oversight
See how leading firms unlock generative AI use cases across their business with Supervisory AI.
See Legal & Compliance AI in action
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